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CSI CSC1 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Canadian Financial Markets and Economic Environment | - Economic fundamentals
|
| Topic 2: Fixed Income Securities | - Debt instruments
|
| Topic 3: Equity Securities | - Common and preferred shares
|
CSI Canadian Securities Course Exam 1 Sample Questions:
1. What event is considered true inflation?
A) The introductionof a new tax which causes a one-lima increase of all prices..
B) A general and sustained decrease in prices across me economy due to a recession
C) A Jump in call prices which causes the cost of transported goods to increase.
D) The sustained trend of rising prices on goods and services across the economy.
2. Which security is issued by a company lo existing shareholders allowing, them to subscribe for additionalshares over a period of severalyears?
A) Warrants
B) Long-term equity anticipation security.
C) Rights.
D) Stock options.
3. What tern describes the requirementof registrants to collectextensive personal and financial Information from individuals before making an investment recommendation?
A) Fiduciary duty
B) Gatekeeper obligations.
C) Know Your Client rule.
D) Suitability rule
4. An investor has earned additional Income and is looking to invest in a security that guarantees returns over.
The next seven years. What is the Best option for purchase?
A) Provincial saving bond
B) Common shares
C) Exchange-traded fund.
D) Proffered shares
5. Which activity performed bythe Bank of Canada reflects role as the fiscal agent for the federal government?
A) Designing and distributing bank notes.
B) Preserving the value of the Canadian dollar by keeping inflation low
C) Working with domestic and international regulatory bodies
D) Providing advice on debt Issuances based on its assessment of the capital markets.
Solutions:
| Question # 1 Answer: D | Question # 2 Answer: A | Question # 3 Answer: C | Question # 4 Answer: A | Question # 5 Answer: D |






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